N-54A: Notification of election by business development companies
Published on January 16, 2020
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-54A
NOTIFICATION OF ELECTION TO BE SUBJECT TO SECTIONS 55
THROUGH 65 OF THE INVESTMENT COMPANY ACT OF 1940 FILED
PURSUANT TO SECTION 54(a) OF THE ACT
The undersigned business development company hereby notifies the Securities and Exchange Commission that it elects, pursuant to the provisions of section 54(a) of the Investment Company Act of 1940, as amended (the “Act”), to be subject to the provisions of sections 55 through 65 of the Act and, in connection with such notification of election, submits the following information:
Name: Palmer Square Capital BDC Inc.
Address of Principal Business Office (No. & Street, City, State, Zip Code):
1900 Shawnee Mission Parkway, Suite 315
Mission Woods, Kansas 66205
Telephone number (including area code): (816) 994-3200
Name and address of agent for service of process:
Christopher D. Long
Chief Executive Officer and President
Palmer Square Capital BDC Inc.
1900 Shawnee Mission Parkway, Suite 315
Mission Woods, KS 66205
Check one of the following:
| ☒ | The company has filed a registration statement for a class of equity securities pursuant to section 12 of the Securities Exchange Act of 1934. Give the file number of the registration statement, or if the file number is unknown or has not yet been assigned, give the date on which the registration statement was filed: 000-56126 |
| ☐ |
The company is relying on rule 12g-2 under the Securities Exchange Act of 1934 in lieu of filing a registration statement for a class of equity securities under that Act. |
The file number of the registration as an investment company pursuant to section 8(a) of the Act, if any, of the company: Not Applicable
The file number of the registration as an investment company pursuant to section 8(a) of the Act, if any, of any subsidiary of the company: Not Applicable
The undersigned company certifies that it is a closed-end company organized under the laws of the State of Maryland and with its principal place of business in the State of Kansas; that it will be operated for the purpose of making investments in securities described in section 55(a)(1) through (3) of the Act; and that it will make available significant managerial assistance with respect to issuers of such securities to the extent required by the Act.
Pursuant to the requirements of the Act, the undersigned company has caused this notification of election to be subject to sections 55 through 65 of the Act to be duly signed on its behalf in the City of Mission Woods in the State of Kansas on the 16th day of January, 2020.
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Palmer Square Capital BDC Inc. |
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| By: | /s/ Scott A. Betz | ||
| Name: | Scott A. Betz | ||
| Title: | Chief Compliance Officer | ||
| Attest: | /s/ Stacy Brice | ||
| Name: | Stacy Brice | ||
| Title: | Secretary | ||